James Kenneth Ferry

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 09/2019
  Morgan Stanley Smith Barney Llc
  Boca Raton, FL
• 05/2015 → 04/2017
  J.W. Korth & Company
  Delray Beach, FL
• 05/2017 → 09/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 11/2019 → 07/2022
  Fox Chase Capital Partners Llc
  Port Reading, NJ
• 09/2019 → 11/2020
  One Oak Capital Management, Llc
  Purchase, NY
• 04/2021 → 07/2022
  Harvest Portfolio Management, Llc
  Lake Worth, FL
• 07/2022 → 03/2026
  Atlas Financial Advisors, Llc
  Boca Raton, FL
• 07/2022 → 03/2024
  Zeus Financial, Llc
  Boca Raton, FL
• 03/2026 → Present
  Fifth Third Bank
  West Palm Beach, FL
• 03/2026 → Present
  Fifth Third Securities
  West Palm Beach, FL

Previous Registrations

• 2022-08-01 → 2026-03-18
  Atlas Financial Advisors, Llc
  Boca Raton, FL
• 2021-05-10 → 2022-07-28
  Harvest Portfolio Management, Llc
  Lake Worth, FL
• 2020-01-21 → 2020-11-03
  One Oak Capital Management, Llc
  Purchase, NY
  Boca Raton, FL
• 2017-07-31 → 2019-09-16
  Morgan Stanley
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-11-08
• S66 Uniform Combined State Law Examination
  2017-07-28

Other Names

• James K Ferry
• James Kenneth Ferry