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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-16 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lawrenceville | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BUSINESS / COMPANY-INDEPENDENT CONTRACTOR-NYONAIR-EFFECTIVE 11/2014-4 HOURS AFTER WORK *523700- Academy of Certified Portfolio Managers; Investment related -No; New York, New York; Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 6; After business hours: 4; Administrative, Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-21 |
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