John Patrick Walsh

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-31
MN	RA	APPROVED	2013-11-19

TX RA
APPROVED_RES

Since 2017-03-31
MN RA
APPROVED

Since 2013-11-19

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Lake Elmo, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Minneapolis	MN	10/2010	Present
City National Bank	Minneapolis	MN	09/2019	Present

10/2010 → Present

Rbc Capital Markets, Llc

Minneapolis, MN
09/2019 → Present

City National Bank

Minneapolis, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-15
S63	Uniform Securities Agent State Law Examination	1993-08-03

S65 Uniform Investment Adviser Law Examination

1994-04-15
S63 Uniform Securities Agent State Law Examination

1993-08-03

Other Names

John P Walsh

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews