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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-07-01
  • TX RA
    APPROVED
    Since 2010-07-01

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Aubrey, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Plano TX 03/1993 Present
  • 03/1993 → Present
    Ubs Financial Services
    Plano, TX
Other Businesses

CT DESIGNS / QUILTING AND SEWING CLOTHES / 3516 PARKHAVEN DR PLANO , TEXAS 75075 / I MAKE CLOTHES AND CRAFT ITEMS / PRIVATELY HELD / START DATE 02/01/2012.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-29
  • S66 Uniform Combined State Law Examination
    2010-06-29
Other Names
  • Cindy Bownds
  • Cindy Hayes
  • Cindy Puckett
  • Cynthia Ann Bownds
  • Cynthia Ann Taylor
  • Cynthia A. Puckett
  • Cynthia A. A. Puckett

View on SEC IAPD

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