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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-06-06 |
Branch Locations
12510 Cutten Road, Houston, TX 77066 • United States
579 Main Street, Bolton, MA 01740 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital Inc. | Bolton | MA | 04/2011 | Present |
| Bolton Global Asset Management | Bolton | MA | 04/2011 | Present |
1) Investment Advisor Representative of Bolton Global Asset Management, doing business under Bainbridge Financial Services. Acting as Senior Vice President - Financial Advisor. Providing investment advisory services. Investment related. Conducted from branch location. Activity began upon association with current firm in 04/2011. Advisory business is balanced with brokerage business, represents full-time job. 2) Owner and managing director of Alphana Group, LLC, entity that owns and manages a residential property that is rented out. Established June 2016. Not investment related and not conducted at Branch location. Lupe is contact person. 3) Owner of Tanil MKT LLC. This entitiy holds a brokerage account for Lupita's personal investments. Spends approximately 1-hour per month on activity and is related to personal investments. May be conducted from branch location. 4) Owner and Manager of GoPlan Financial Services, an s-corp set up for tax purposes. Not investment related and not conducted at Branch location. Established 07/2023. 1-hour spent per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-28 |
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