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23201 Jefferson Ave, Saint Clair Shores, MI 48080 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-11-19 |
| TX | RA | APPROVED | 2018-11-19 |
Branch Locations
23201 Jefferson Ave, Saint Clair Shores, MI 48080 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Saint Clair Shores | MI | 01/1999 | 10/2018 |
| Raymond James Financial Services Advisors, Inc | Saint Clair Shores | MI | 01/2009 | 10/2018 |
| Brayton Asset Management | Saint Clare Shores | MI | 09/2014 | 10/2018 |
| Lakeshore Financial Planning, Inc. | Saint Clair Shores | MI | 10/2018 | Present |
1.RAYMOND JAMES FINANCIAL SERVICES ADVISORS INC;INVESTMENT RELATED;01/2009-PRESENT;ST PETERSBURG, FL;40 HRS WEEKLY;40 HRS DURING TRADING;FINANCIAL ADVISOR 2.NON-VARIABLE INSURANCE:INVESTMENT RELATED:10/2013-PRESENT:SAINT CLAIR SHORES, MI:AGENT:LIFE INSURANCE:5 HRS/MONTH:5 HRS DURING TRADING:INDIVIDUAL LIFE INSURANCE. 3. Name of Business : Lakeshore Financial Services - Address: Saint Clair Shores, MI - Nature of the Business: Support Company/DBA (Owner) - Position/Title: Support Company/DBA (Owner) - Investment Related: No - Start Date: 03/01/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Lakeshore Financial Services was formed for us to establish a brand identity on social media. I is used for this purpose and we do not use it for client interactions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-27 |
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