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Current Employers
Lakeshore Financial Planning Inc.

23201 Jefferson Ave, Saint Clair Shores, MI 48080 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-19
TX RA APPROVED 2018-11-19
  • MI RA
    APPROVED
    Since 2018-11-19
  • TX RA
    APPROVED
    Since 2018-11-19

Branch Locations

23201 Jefferson Ave, Saint Clair Shores, MI 48080 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Saint Clair Shores MI 01/1999 10/2018
Raymond James Financial Services Advisors, Inc Saint Clair Shores MI 01/2009 10/2018
Brayton Asset Management Saint Clare Shores MI 09/2014 10/2018
Lakeshore Financial Planning, Inc. Saint Clair Shores MI 10/2018 Present
Previous Registrations
Other Businesses

1.RAYMOND JAMES FINANCIAL SERVICES ADVISORS INC;INVESTMENT RELATED;01/2009-PRESENT;ST PETERSBURG, FL;40 HRS WEEKLY;40 HRS DURING TRADING;FINANCIAL ADVISOR 2.NON-VARIABLE INSURANCE:INVESTMENT RELATED:10/2013-PRESENT:SAINT CLAIR SHORES, MI:AGENT:LIFE INSURANCE:5 HRS/MONTH:5 HRS DURING TRADING:INDIVIDUAL LIFE INSURANCE. 3. Name of Business : Lakeshore Financial Services - Address: Saint Clair Shores, MI - Nature of the Business: Support Company/DBA (Owner) - Position/Title: Support Company/DBA (Owner) - Investment Related: No - Start Date: 03/01/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Lakeshore Financial Services was formed for us to establish a brand identity on social media. I is used for this purpose and we do not use it for client interactions

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-31
S63 Uniform Securities Agent State Law Examination 1993-07-27
  • S65 Uniform Investment Adviser Law Examination
    2010-08-31
  • S63 Uniform Securities Agent State Law Examination
    1993-07-27
Other Names
  • Jeff F Brayton

View on SEC IAPD

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