Best Investors Account Sign in
Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
LA RA APPROVED 2018-02-08
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • LA RA
    APPROVED
    Since 2018-02-08

Branch Locations

1245 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Becker & Suffern, Ltd. Mandeville LA 10/1995 Present
M Holdings Securities, Inc. Portland OR 10/2009 10/2017
Prospera Financial Services Inc. Dallas TX 11/2017 Present
Previous Registrations
Other Businesses

1.) BECKER SUFFERN MCLANAHAN, LTD,; INVESTMENT RELATED - YES; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471; ADVISOR FOR BSM; 11/2017; INSURANCE BUSINESS SO MAY INVOLVE VARIABLE BUSINESS. 40 HOURS PER MONTH; 30 DURING TRADING HOURS; FINANCIAL ADVISOR 2.) BSM PARTNERS, LTD., INVESTMENT RELATED - NO; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471. 11/2017; . SHARING EXPENSES WITH PAT SUFFER, BRIAN BECKER; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; 3.) BSM CONSULTING GROUP, LTD,; ; INVESTMENT RELATED - YES; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471; ADVISOR FOR BSM; 11/2017; 40 HOURS PER MONTH; 30 DURING TRADING HOURS; FINANCIAL ADVISOR ; SHARING EXPENSES WITH PAT SUFFER, BRIAN BECKER 4.) METROPOLITAN CRIME COMMISSION; INVESTMENT RELATED - NO; 1615 POYDRAS STREET SUITE 1060 NEW ORLEANS, LA 70112. BOARD MEMBER; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; 501C NON PTOFIT GROUP 5.) ESTATE OF FAY LAWTON KEENAN; INVESTMENT RELATED - NO; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471; TRUST/POA/EXECUTOR/ETC; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; TRUST/POA/EXECUTOR/ETC 6.) LOW COUNTRY DREAMS, LLC; NVESTMENT RELATED - NO; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471; OWNER; 11/2017; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; ETSY T-SHIRT & HAT SHOP 7.) BPB-TPM HOLDING, LLC; INVESTMENT RELATED - NO; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471; 1 HOUR PER MONTH; 0 DURING TRADING HOURS; EXPENSE SHARING 8.) BDS PROPERTIES, LLC; INVESTMENT RELATED - NO; 1245 W CAUSEWAY APPROACH, MANDEVILLE, LA 70471; OFFICE BUILDING; OWNER; 02/2026; 2 HOURS PER MONTH; 2 DURING TRADING HOURS; BUILDING OWNER AND OCCUPANT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-12
  • S63 Uniform Securities Agent State Law Examination
    1995-10-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mandeville, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor