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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-23 |
Branch Locations
19157 Freeport Street Nw, Elk River, MN 55330 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Elk River | MN | 09/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Elk River | MN | 01/2009 | Present |
| First Bank Elk River | Elk River | MN | 11/2007 | Present |
(1)First National Investors Services Address: 19157 Freeport St NW, Elk River, MN, 55330, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/04/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisor meeting with bank clients for Raymond James Investment opportunities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-15 |
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