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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-04
OH RA APPROVED 2009-11-18
  • TX RA
    APPROVED_RES
    Since 2018-01-04
  • OH RA
    APPROVED
    Since 2009-11-18

Branch Locations

561 Boston Mills Road Suite 400, Hudson, OH 44236 • United States

Cuyahoga Falls, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Reserve Resources Corporation Hudson OH 09/1990 Present
Raymond James Financial Services Hudson OH 05/1993 Present
Raymond James Financial Services Advisors, Inc. Hudson OH 11/2009 Present
Western Reserve Resources Corp Hudson OH 09/1990 Present
  • 09/1990 → Present
    Western Reserve Resources Corporation
    Hudson, OH
  • 05/1993 → Present
    Raymond James Financial Services
    Hudson, OH
  • 11/2009 → Present
    Hudson, OH
  • 09/1990 → Present
    Western Reserve Resources Corp
    Hudson, OH
Previous Registrations
  • 2021-01-27 → 2025-12-31
    Western Reserve Resources Corporation
    Hudson, OH
Other Businesses

(1)Name of Business: WesRev Inc Address: 561 Boston Mills Rd Ste 400, Hudson, OH, 44236-5512, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 07/22/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Maintaining corporate activities such as \nTax filings\nInsurance filings\nOther government regulations for which the corporation is expected to comply (2)Name of Business: Western Reserve Resources Corp Address: 561 Boston Mills Rd Ste 400, Hudson, OH, 44236, United States Activity Type: Independent RIA Position/Title: Officer - Vice President Investment Related: Yes Start Date: 05/01/2008 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Oversee financial planning as prepared by financial advisors (registered representatives) including Know Your Client, Suitability, Liquidity, Current Estate data and reports, Risk tolerance determination

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-30
  • S63 Uniform Securities Agent State Law Examination
    2009-07-30

View on SEC IAPD

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