Michael Joseph Mccarthy

Current Employers

Employment History

• 11/2004 → Present
  Regal Wealth Advisors
  Florham Park, NJ
• 04/2016 → 12/2018
  Kestra Financial Services, Inc
  Austin, TX
• 01/2019 → 02/2024
  Lpl Financial Llc
  Myrtle Beach, SC
• 01/2004 → Present
  Pacu Property Llc
  Myrtle Beach, SC
• 02/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-04 → 2024-02-21
  Lpl Financial Llc
  Myrtle Beach, SC
  Myrtle Beach, SC
  Fort Mill, SC
  Florham Park, NJ
  Boca Raton, FL
• 2016-04-26 → 2019-01-17
  Kestra Advisory Services, Llc
  Florham Park, NJ
• 2007-09-06 → 2016-09-22
  Kestra Investment Services, Llc
  Florham Park, NJ
  Berkeley Heights, NJ
  Florham Park, NJ
  New Providence, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: PACU PROPERTY LLC INVESTMENT RELATED: NO ADDRESS: 8500 MARGATE CIRCLUEAPT 2002 MYRTLE BEACH SC 29572 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: KEEP THE BOOKS AND FILE TAX RETURN. 2. NAME OF OTHER BUSINESS: REGAL WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2004 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE BUSINESS AND FINANCIAL PLANNING ACTIVITIES. MEET WITH CLIENTS AND RECOMMEND INVESTMENT AND PLANNING SOLUTIONS.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-04
• S63 Uniform Securities Agent State Law Examination
  1993-06-28