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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-11-19 |
| TN | RA | APPROVED | 2004-05-26 |
| TX | RA | APPROVED_RES | 1999-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Johnson City | TN | 05/1993 | Present |
| Bank Of America, Na | Bristol | TN | 12/2009 | Present |
I*3697298 Entity Type: Entity For Profit Name of OBA: Hickory LLC Address: goodview, Virginia, 24095 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/11/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Vacation Property owned by my wife and me and our daughter and her husband. As an owner maintenance and up keep of the property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-29 |
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