Gregory Scott Boggs

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2020-08-27

VA RA
APPROVED

Since 2020-08-27

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

1606 Euclid Ave, Bristol, VA 24201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Kingsport	TN	11/2007	08/2020
Wells Fargo Clearing Services, Llc	Bristol	VA	08/2020	Present

11/2007 → 08/2020

Ubs Financial Services Inc

Kingsport, TN
08/2020 → Present

Wells Fargo Clearing Services, Llc

Bristol, VA

Previous Registrations

2007-12-07 → 2020-09-08

Ubs Financial Services Inc.

Kingport, TN
2005-02-28 → 2007-10-23

Uvest Financial Services Group, Inc.

Bristol, TN

Bristol, TN
2004-01-02 → 2004-10-25

Lpl Financial Llc

Abingdon, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-30
S63	Uniform Securities Agent State Law Examination	2001-05-07

S65 Uniform Investment Adviser Law Examination

2003-12-30
S63 Uniform Securities Agent State Law Examination

2001-05-07

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews