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Laurence J Casper

Oppenheimer & Co. Inc.

Asheville, NC

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-12-21
  • NC RA
    APPROVED
    Since 2011-12-21

Branch Locations

10 Brook Street Suite 290, Asheville, NC 28803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer And Co Ashville NC 11/2011 Present
  • 11/2011 → Present
    Oppenheimer And Co
    Ashville, NC
Previous Registrations
  • 2007-02-13 → 2011-12-08
    Edward Jones
    Asheville, NC
    Asheville, NC
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-03
S63 Uniform Securities Agent State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2007-02-03
  • S63 Uniform Securities Agent State Law Examination
    2005-09-16
Other Names
  • Laurence J. Casper

View on SEC IAPD

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