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Thomas Samuel Lisk

Realta Investment Advisors, Inc

Wilmington, DE

Bristol, VA

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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-03
  • VA RA
    APPROVED
    Since 2023-10-03

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

951 Cumberland Street, Bristol, VA 24201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thacker & Associates Bristol VA 03/2005 09/2023
Center Street Securities, Inc. Bristol VA 11/2007 09/2023
Realta Equities, Inc. Wilmington DE 10/2023 Present
Realta Investment Advisors, Inc. Wilmington DE 10/2023 Present
  • 03/2005 → 09/2023
    Thacker & Associates
    Bristol, VA
  • 11/2007 → 09/2023
    Center Street Securities, Inc.
    Bristol, VA
  • 10/2023 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 10/2023 → Present
    Realta Investment Advisors, Inc.
    Wilmington, DE
Previous Registrations
  • 2023-07-13 → 2023-09-21
    Arete Wealth Advisors, Llc
    Bristol, VA
    Chicago, IL
  • 2014-05-06 → 2023-07-13
    Center Street Advisors, Inc.
    Nashville, TN
    Bristol, VA
  • 2008-10-29 → 2013-06-12
    Thacker & Associates, Inc.
    Bristol, VA
  • 2005-09-27 → 2007-12-19
    Kalos Management
    Ponte Vedra Beach, FL
    Bristol, VA
Other Businesses

(1) WL FINANCIAL ADVISORS; START: 1/2025; 951 CUMBERLAND STREET BRISTOL, VA 24201; ANNUITIES, LIFE, AND LONG-TERM CARE INSURANCE SALES; 50% OWNER; COMMISSION; 20-25 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-26
  • S66 Uniform Combined State Law Examination
    2005-09-26
Other Names
  • Tom Lisk
  • Thomas Samual Lisk

View on SEC IAPD

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Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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