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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-24 |
| NJ | RA | APPROVED | 2007-04-24 |
Branch Locations
15 Commerce Blvd. 275 Rt 10 East, Suite #209, Succasunna, NJ 07876 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Succasunna | NJ | 04/2007 | Present |
1. Whitetail Ridge Farm; 55 Greendell Road Newton NJ 07860; Hay/Corn Farming as well as food plots for hunting purposes; Owner/Resident of Farm; I live on Farm and plant and maintain fields; 6/30/2003; 36.00 hours per year; not during securities trading hours; Investment-Related. 2. The Pack'em Inn LLC; 55 Greendell Rd; Newton, NJ 07860; Rental of house; Owner; 02/15/2019; 4 hours per month; not during securities trading hours; investment-related. 3. Hunting Property; Frelinghuysen NJ; subdivide 2 lots offs and put the remainder in farmland preservation for us to hunt; 9/1/2017; 10.0 hours per year; not during securities trading hours; Investment-Related 4. Crystal Springs Resort / Grand Cascades Resort; 1 Wild Turkey Way, Hamburg, NJ 07419; Resort; Owner of condo; 09/01/2009; 1 Hour per Year; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-15 |
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