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William Jefferson Woody

J.P. Morgan Securities LLC

Nashville, TN

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-31
TX RA APPROVED_RES 2024-07-31
  • TN RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED_RES
    Since 2024-07-31

Branch Locations

1201 Demonbreun St Ste 1280, Nashville, TN 37203 • United States

3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Franklin TN 06/2011 07/2024
Jpmorgan Chase Bank, Na Nashville TN 07/2024 Present
Jpmorgan Securities Llc Nashville TN 07/2024 Present
  • 06/2011 → 07/2024
    Ubs
    Franklin, TN
  • 07/2024 → Present
    Jpmorgan Chase Bank, Na
    Nashville, TN
  • 07/2024 → Present
    Jpmorgan Securities Llc
    Nashville, TN
Previous Registrations
  • 2004-01-14 → 2024-07-29
    Ubs Financial Services Inc.
    Baltimore, MD
    Weehawken, NJ
    Baltimore, MD
    Atlanta, GA
    Weehawken, NJ
    Nashville, TN
    Montgomery, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-06
S63 Uniform Securities Agent State Law Examination 1998-04-03
  • S66 Uniform Combined State Law Examination
    2000-03-06
  • S63 Uniform Securities Agent State Law Examination
    1998-04-03

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
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