Jennifer Kay Hicks

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-10-26 → 2004-01-01
  Vestax Securities Corporation
  Kansas City, MS

Other Businesses

1. IRM SOLUTIONS DBA: PURPOSE PLANNING INC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, SECURITIES AND FINANCIAL SERVICES, START 05/1998, 40 HR/WK DURING TRADING HOURS, FINANCIAL PROFESSIONAL. 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 2008, 1HR/WEEK, VARIES DURING TRADING HOURS, INSURANCE AGENT SELLS LIFE, ANNUITIES AND LONG TERM CARE. 3. NAME OF OTHER BUSINESS: BROADMOOR DISTRICT ROTARY CLUB; INVESTMENT RELATED: NO ADDRESS: 76 S SIERRA MADRE ST # 216, COLORADO SPRINGS, CO 80903 ; NATURE OF BUSINESS: BOARD; START DATE: 7/1/26; POSITION/TITLE/RELATIONSHIP: CHAIRMAN; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: ANSWER QUESTIONS ABOUT THE FOUNDATION, DIRECT WERE TO MAKE A DONATION;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-29
• S63 Uniform Securities Agent State Law Examination
  1997-07-07

Designations

• Certified Financial Planner

Other Names

• Jennifer Kay Allison