Gregory Edward Shulman

Current Employers

Employment History

• 06/2012 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 06/2012 → 02/2017
  Kb Financial Partners
  [Pt Pleasant Beach, NJ
• 02/2017 → 06/2019
  Atlas Advisory Group
  Red Bank, NJ
• 07/2019 → Present
  Oneteam Financial, Llc (D.b.a. For Advisory Business)
  Red Bank, NJ
• 11/2023 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2012-06-12 → 2017-03-31
  Kb Financial Partners, Llc
  Point Pleasant Beach, NJ
• 2004-10-28 → 2013-06-06
  Kingsbridge Advisors, Llc
  Point Pleasant Beach, NJ
• 2002-07-30 → 2012-06-13
  Equitable Advisors, Llc
  Pt. Pleasant Beach, NJ
  Pt Pleasant, NJ

Other Businesses

(1) Fixed Insurance: Gregory Shulman is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not limited to life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Gregory Shulman spends approx. 10 hrs/week during trading hours on this activity. (2) Gregory Shulman is a registered representative of M Holdings Securities, Inc, a registered broker-dealer and member of FINRA conducting business at his registered location. In such capacity, Mr. Shulman sells securities through M Holdings Securities, Inc, and receives normal and customary commissions and other types of compensation, for example, mutual fund 12b-1 fees or variable annuity trails. Mr. Shulman spends approximately 10 hours per week on this activity during trading hours. The potential for receipt of commissions and other types of compensation when Mr. Shulman acts as a registered representative gives Mr. Shulman an incentive to recommend broker dealer products based on the compensation received, rather than the client's needs. As part of his fiduciary duties, Mr. Shulman endeavors at all times to put the interests of all clients first and foremost. Clients are under no obligation to purchase broker dealer products through Mr. Shulman. (3) Gregory Shulman can provide financial services to a client either in a brokerage or advisory capacity. In some cases, this presents a conflict of interest. In brokerage accounts, clients are charged a commission for each transaction, and Gregory Shulman has no duty to provide ongoing investments advice and receive an ongoing advisory fee for that service. (4) Gregory Shulman is a licensed health insurance agent with Hub International; www.hubinternational.com. This is an investment-related activity. Mr. Shulman spends approximately 4 hours per month during non-trading hours. (5) Gregory Shulman serves as a board member and Chairperson of the Finance Committee for the First Presbyterian Church of Manasquan, located at 16 Virginia Ave, Manasquan, NJ 08736. Mr. Shulman does not have check-writing responsibilities. Mr. Shulman spends approximately 3 hours per month during non-trading hours. This is not an investment-related activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-26
• S63 Uniform Securities Agent State Law Examination
  1993-06-16

Designations

Other Names

• Gregory E Shulman