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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-27 |
| TX | RA | APPROVED_RES | 2024-02-01 |
| NY | RA | APPROVED | 2023-03-11 |
Branch Locations
90 Park Ave 17Th Fl, New York, NY 10016 • United States
South Plainfield, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2016 | 06/2020 |
| Axa Equitable | Jersey City | NJ | 04/2016 | 06/2020 |
| Axa Distributors Llc | Jersey City | NJ | 04/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2016 | 07/2022 |
| Equitable Distributors, Llc | Jersey City | NJ | 04/2016 | 07/2022 |
| Mml Investors Services, Llc | New York | NY | 02/2023 | Present |
| Massmutual Life Insurance Co | New York | NY | 01/2023 | Present |
| Unemployed | South Plainfield | NJ | 07/2022 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-04 |
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