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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-19 |
| MN | RA | APPROVED | 2022-08-19 |
| TX | RA | APPROVED | 2022-08-19 |
Branch Locations
102 North Cedar Ave, Owatonna, MN 55060 • United States
217 South Water St Suite 101 [Satellite], Northfield, MN 55057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Northfield | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Northfield | MN | 11/2016 | 08/2022 |
| Wells Fargo Advisors Financial Network, Llc | Owatonna | MN | 08/2022 | Present |
MURTHA WEALTH MANAGEMENT; INV. RELATED; NORTHFIELD,MN; 100% OWNERSHIP; START DATE 08/22/2022; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 1; FINET PRACTICE.; 3P, LLC; INV. RELATED; NORTHFIELD,MN; 33.33% OWNERSHIP; START DATE 08/22/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.; TRUSTEE FOR COUSIN'S TRUST, INV RELATED, NORTHFIELD, MN, START: 2/15/2023, LESS THAN 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-18 |
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