Jon Stephen Alin

Current Employers

Employment History

• 06/2010 → 09/2019
  Summit Brokerage Services Inc
  Roseland, NJ
• 06/2010 → 05/2021
  Summit Financial Group Inc
  Roseland, NJ
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2020 → Present
  La Fitness
  Boca Raton, FL
• 12/2021 → Present
  Lynn University
  Boca Raton, FL
• 10/2022 → Present
  Mitch Kaufman
  Pompano Beach, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2026 → Present
  On Point Financial Partners
  El Segundo, CA

Previous Registrations

• 2010-06-30 → 2021-05-20
  Summit Financial Group Inc
  Boca Raton, FL
  Fairfield, NJ
  Coconut Creek, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
• 2009-01-12 → 2010-06-30
  Raymond James Financial Services Advisors, Inc
  Roseland, NJ
• 2002-12-10 → 2009-01-12
  Raymond James Financial Services, Inc.
  Roseland, NJ
  Roseland, NJ
  New York, NY
• 2001-08-01 → 2002-10-30
  Wells Fargo Clearing Services, Llc
  Morristown, NJ

Other Businesses

1) EAST COAST BASKETBALL OFFICIALS ASSOCIATION (ECBOA); 3300 FOREST HILL BLVD, WEST PALM BEACH, FL 334046; REFEREE HS AND MIDDLE SCHOOL BOYS AND GIRLS BASKETBALL. I HAVE NO AUTHORITY TO SIGN FOR OR HANDLE MONEY. THE ADDRESS LISTED ABOVE IS FOR THE PALM BEACH SCHOOL BOARD, WHERE ARE MEETINGS ARE HELD; REFEREE; 8 HRS A MONTH; ZERO DURING TRADING HRS; COMPENSATION IS $40-$75 PER GAME 2) PARKLAND DEPARTMENT OF RECREATION; SINCE 1/29/2013; 10561 TRAILS END, PARKLAND, FL, 33067; REFEREE; I WOULD BE REFEREEING RECREATION BASKETBALL GAMES IN PARKLAND, FL; 10 HOURS SPENT ON ACTIVITY PER MONTH; 0 DURING TRADING HOURS COMPENSATION: $20/GAME 3) THE ALIN FINANCIAL GROUP; SINCE 04/15/2014; OWNER/PRESIDENT; SAME AS BRANCH ADDRESS; DBA NAME CHANGE FROM SUMMIT BROKERAGE SERVICES TO THE ALIN FINANCIAL GROUP; 160 HOURS SPENT ON ACTIVITY PER MONTH, 160 DURING TRADING HOURS 4) BOCA HOOPS PO BOX 6068 , BOCA RATON FL 33427, USA; REFEREE; $30 PER GAME; ZERO DURING BUSINESS HOURS 5) NAME OF OTHER BUSINESS: LA FITNESS ; INVESTMENT RELATED: NO ; ADDRESS: 4950 TECHNOLOGY WAY BOCA RATON, FL 33431 ; NATURE OF BUSINESS: FITNESS ; START DATE: 03/2020 ; POSITION/TITLE/RELATIONSHIP: REFEREE ; APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REFEREE 2-3 GAMES PER WEEK AT NIGHT ; 6) NAME OF OTHER BUSINESS: PARKLAND BASKETBALL CLUB ; INVESTMENT RELATED: NO ; ADDRESS: 11835 S. BAYPOINT CIRCLE, PARKLAND, FL 33076 ; NATURE OF BUSINESS: BASKETBALL CLUB ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: KEEP MINUTES OF MEETINGS ; 7) NAME OF OTHER BUSINESS: WEST BOCA HOOPS ; INVESTMENT RELATED: NO ; ADDRESS: VARIOUS LOCATIONS ; NATURE OF BUSINESS: BASKETBALL LEAGUE ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: REFEREE ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REFEREE RECREATION BASKETBALL GAMES ON WEEKENDS ; 8) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2021; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED ANNUITIES AND LONG-TERM CARE; 9) NAME OF OTHER BUSINESS: LYNN UNIVERSITY, INVESTMENT RELATED: NO, ADDRESS: 3601 N. MILITARY TRAIL, BOCA RATON, FL, 33431, NATURE OF BUSINESS: SCHOLASTIC SPORTS, START DATE: 12/2021, POSITION/TITLE/RELATIONSHIP: CLOCK OPERATOR, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OPERATION OF GAME CLOCK; 10) NAME OF OTHER BUSINESS: MITCH KAUFMAN, INVESTMENT RELATED: NO, ADDRESS: 1012 N OCEAN BLVD, APT. 1402, POMPANO BEACH, FL, 33062, NATURE OF BUSINESS: WOMEN'S COLLEGE JUCO BASKETBALL REFEREES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: REFEREE, APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFEREE BASKETBALL GAMES AS ASSIGNED; 11) NAME OF OTHER BUSINESS: ON POINT FINANCIAL PARTNERS INVESTMENT RELATED: YES, ADDRESS: SAME AS REG LOC, NATURE OF BUSINESS: FIN SERV, START DATE: 08/01/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX # OF HRS WEEK: 50, DURING TRADING: 6.5 DESC OF DUTIES: DBA FOR FINANCIAL SERV. 12). NAME OF OTHER BUSINESS: ON POINT FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: 401K SERVICES; START DATE: 8/1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: 401K SERVICES, EDUCATE, ENROLLMENT, FUND SELECTION;

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-07-16
• S63 Uniform Securities Agent State Law Examination
  1993-07-07