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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-10-31 |
Branch Locations
100 North Pkwy Suite 201, Worcester, MA 01605 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Worchester | MA | 01/2007 | 10/2016 |
| Lpl Financial Llc | Worcester | MA | 10/2016 | Present |
| Integrated Wealth Concepts Llc | Worcester | MA | 10/2016 | Present |
1. 10/21/2016 - INTEGRATED WEALTH CONCEPTS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ WORCESTER, MA 2. 10/21/2016 - JOHN FRONGILLO, JR / NON-VARIABLE INSURANCE/ 3%/ WORCESTER, MA. 3. 11/18/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 30% - IAR. 4. 11/18/2016 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 30% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 30% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-24 |
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