Best Investors Account Sign in
Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-10-31
  • MA RA
    APPROVED
    Since 2016-10-31

Branch Locations

100 North Pkwy Suite 201, Worcester, MA 01605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Worchester MA 01/2007 10/2016
Lpl Financial Llc Worcester MA 10/2016 Present
Integrated Wealth Concepts Llc Worcester MA 10/2016 Present
  • 01/2007 → 10/2016
    Lincoln Financial Advisors
    Worchester, MA
  • 10/2016 → Present
    Lpl Financial Llc
    Worcester, MA
  • 10/2016 → Present
    Worcester, MA
Previous Registrations
  • 2007-01-22 → 2016-11-16
    Osaic Fa, Inc.
    Laconia, NH
  • 2006-03-10 → 2007-01-10
    Osaic Fs, Inc.
    Worcester, MA
    Worcester, MA
Other Businesses

1. 10/21/2016 - INTEGRATED WEALTH CONCEPTS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ WORCESTER, MA 2. 10/21/2016 - JOHN FRONGILLO, JR / NON-VARIABLE INSURANCE/ 3%/ WORCESTER, MA. 3. 11/18/2016 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 30% - IAR. 4. 11/18/2016 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 30% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 30% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2021 - 1 Hour Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-23
S63 Uniform Securities Agent State Law Examination 1997-02-24
  • S65 Uniform Investment Adviser Law Examination
    2006-02-23
  • S63 Uniform Securities Agent State Law Examination
    1997-02-24
Other Names
  • John R Frongillo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Worcester, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor