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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2003-12-04 |
Branch Locations
8100 Sw Nyberg Road Ste 295, Tualatin, OR 97062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lake Oswego | OR | 12/2003 | Present |
1. 3/23/2007 - SPEAKING ENGAGEMENTS - SPEAKING ENGAGEMENTS AT CHURCHES AND CHURCH RELATED EVENTS. - TIME SPENT 1% - OR. 2. 4/1/2007 - DBA ONLY - THE LTH FINANCIAL GROUP - LAKE OSWEGO, OR. 3. 1/17/0208 - NON-VARIABLE INSURANCE DBA - THE LTH FINANCIAL GROUP, INC - THIS IS AN S CORPORATION FOR THE PURPOSE OF BEING TAX EFFICIENT. MY OUTSIDE BUSINESS INCOME WILL FLOW THROUGH THE CORPORATION. MY TITLES ARE PRESIDENT AND SECRETARY - 10% TIME SPENT. - LAKE OSWEGO, OR. 4. 1/12/2009 - DBA ONLY - CONSTELLATION FINANCIAL GROUP, LLC - LAKE OSWEGO, OR. 5. 1/16/2009 - NON-VARIABLE INSURANCE DBA - CONSTELLATION FINANCIAL, LLC - CONSTELLATION FINANCIAL GROUP, LLC - SELL FIXED INSURANCE PRODUCTS THROUGH LPL AND OTHER CARRIERS.- 90% OF TIME. - LAKE OSWEGO, OR 6. 11/30/2015 * Grey Owl, LLC * Real Estate Rental * NOT INV REL * 13334 Grey Owl, Black Butte Ranch, OR 97759 * START 01/01/2016 * 8 HRS/MO NOT DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-19 |
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