Tony Joseph Proctor

Employer firm

Proctor Financial CRD 122021

$382M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
TAX PREPARATION

From the firm’s Form ADV. Read the guides:

Current Employers

Proctor Financial

18 N. Main Street, Sherborn, MA 01770 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2004-10-18

MA RA
APPROVED

Since 2004-10-18

Branch Locations

66 Central St, Wellesley, MA 02482 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Proctor Financial, Inc.	Wellesley	MA	08/1994	Present

08/1994 → Present

Proctor Financial, Inc.

Wellesley, MA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-05-21

S63 Uniform Securities Agent State Law Examination

1993-05-21

Designations

Certified Financial Planner

Other Names

Tony J Proctor
Tony Proctor

View on SEC IAPD

Employer firm

Current Employers

Proctor Financial

Disclosures

Employment History

Exams

Designations

Other Names

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