Ronald Joseph Harpootlian

Current Employers

Employment History

• 01/2019 → Present
  The Retirement Group, Llc
  San Diego, CA
• 02/2011 → 11/2023
  Fsc Securities
  San Diego, CA
• 09/2015 → 08/2018
  Csenge Advisory Group
  Clearwater, FL
• 11/2023 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2021-03-02 → 2024-06-20
  The Retirement Group, Llc
  San Diego, CA
• 2021-02-26 → 2021-03-12
  Fsc Securities Corporation
  Atlanta, GA
  San Diego, CA
  San Diego, CA
  Clearwater, FL
  San Diego, CA
• 2008-12-02 → 2013-09-19
  The Retirement Group, Llc
  San Diego, CA
• 2008-09-08 → 2008-12-02
  Ssn Advisory, Inc.
  San Diego, CA
• 1998-03-30 → 2005-05-20
  Citigroup Global Markets Inc.
  San Diego, CA

Other Businesses

1. MIRROR MIRROR DIGITAL MEDIA, INC. POSITION: Other - Co-owner, treasurer, secretary NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2000 ADDRESS: 5483 Fontaine St., San Diego CA 92120, United States DESCRIPTION: Video production 2. RONJOE CONSULTING POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2014 ADDRESS: 7647 Mission Gorge Rd, #9, San Diego CA 92120, United States DESCRIPTION: Provide compliance consulting to Independent Investment groups

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-26
• S63 Uniform Securities Agent State Law Examination
  1998-02-20