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Ellen R. Pickler Harris

Edward Jones

Dana Point, CA

CRD 2973938

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-16
CA RA APPROVED 2007-01-25
  • TX RA
    APPROVED_RES
    Since 2019-01-16
  • CA RA
    APPROVED
    Since 2007-01-25

Branch Locations

24681 La Plaza Suite 120, Dana Point, CA 92629 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Legal Dimensions Laguna Beach CA 01/1980 Present
Edward D. Jones & Co., L.P. Dana Point CA 08/1997 Present
  • 01/1980 → Present
    Legal Dimensions
    Laguna Beach, CA
  • 08/1997 → Present
    Edward D. Jones & Co., L.P.
    Dana Point, CA
Other Businesses

2241 Vista Ridge Manager LLC Real Estate Apartment Complex Irvine, CA Start date: 10/1/2013 LPT Hours per week: 0 Hours during trading: 0. 8338 N Interstate Manager LLC Type of business: RE apartment limited partnership Portland, OR Start date: 1/27/2017 LPT Hours per week: 0 Hours during trading: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 1997-12-03
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    1997-12-03
Other Names
  • Ellen Robin Picklerharris
  • Ellen Robin Pickler Harris
  • Ellen Robin Pickler Harris

View on SEC IAPD

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