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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-17 |
| TX | RA | APPROVED | 2026-06-17 |
Branch Locations
34179 Golden Lantern Suite 101, Dana Point, CA 92629 • United States
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brea | CA | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brea | CA | 11/2016 | 06/2026 |
| &Partners | Nashville | TN | 06/2026 | Present |
RENTAL PROPERTY, INV RELATED, KAILUA-KONA, HI, 100% OWNERSHIP BY SPOUSE, START 10/1/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, TENANT MANAGEMENT UTILITIES AND PROPERTY MANAGEMENT. | GRACE MOTORCARS LLC; dba AUDI WEST COVINA; INV RELATED; YORBA LINDA, CA; 3.03% OWNERSHIP; 04/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING; AUTO DEALERSHIP AUDI AUTO DEALERSHIP; INV RELATED; TORRANCE, CA; AUTOMOTIVE SALES AND SERVICE DEALERSHIP;1.5% OWNERSHIP; START DATE: 10/31/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; RICKY AND BETTY AHN RENTAL POSITION: Landlord NATURE: Rental Property personally owned. Property is a single-family home and being rented. I am receiving rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: Kailua Kona, HI 96740, United States DESCRIPTION: Landlord, owner of property. We have hired a property manager to manage the maintenance, rental agreements and rental income transfers. However, property is spouse owned, therefore spouse manages finance, maintenance with the property manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-15 |
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