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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-17
TX RA APPROVED 2026-06-17
  • CA RA
    APPROVED
    Since 2026-06-17
  • TX RA
    APPROVED
    Since 2026-06-17

Branch Locations

34179 Golden Lantern Suite 101, Dana Point, CA 92629 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brea CA 10/2014 11/2016
Wells Fargo Clearing Services, Llc Brea CA 11/2016 06/2026
&Partners Nashville TN 06/2026 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, KAILUA-KONA, HI, 100% OWNERSHIP BY SPOUSE, START 10/1/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, TENANT MANAGEMENT UTILITIES AND PROPERTY MANAGEMENT. | GRACE MOTORCARS LLC; dba AUDI WEST COVINA; INV RELATED; YORBA LINDA, CA; 3.03% OWNERSHIP; 04/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING; AUTO DEALERSHIP AUDI AUTO DEALERSHIP; INV RELATED; TORRANCE, CA; AUTOMOTIVE SALES AND SERVICE DEALERSHIP;1.5% OWNERSHIP; START DATE: 10/31/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; RICKY AND BETTY AHN RENTAL POSITION: Landlord NATURE: Rental Property personally owned. Property is a single-family home and being rented. I am receiving rental income. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: Kailua Kona, HI 96740, United States DESCRIPTION: Landlord, owner of property. We have hired a property manager to manage the maintenance, rental agreements and rental income transfers. However, property is spouse owned, therefore spouse manages finance, maintenance with the property manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-08
S63 Uniform Securities Agent State Law Examination 2003-08-15
  • S66 Uniform Combined State Law Examination
    2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    2003-08-15
Other Names
  • Betty Kim
  • Betty Kim

View on SEC IAPD

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