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Claudia L Bowers

Edward Jones

Dana Point, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-13
CA RA APPROVED 2024-08-12
  • TX RA
    APPROVED_RES
    Since 2024-08-13
  • CA RA
    APPROVED
    Since 2024-08-12

Branch Locations

24681 La Plaza Suite 120, Dana Point, CA 92629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Fairfield IA 12/2019 07/2024
Devry University Long Beach CA 09/2016 08/2018
Unemployed Costa Mesa CA 09/2018 12/2018
Edward Jones St Louis MO 08/2024 Present
Lng Capital Partners Newport Beach CA 06/2023 05/2024
Newport Advisory Llc Newport Beach CA 01/2019 06/2023
Diamond Labels Anaheim CA 01/2013 09/2016
  • 12/2019 → 07/2024
    Cambridge Investment Research
    Fairfield, IA
  • 09/2016 → 08/2018
    Devry University
    Long Beach, CA
  • 09/2018 → 12/2018
    Unemployed
    Costa Mesa, CA
  • 08/2024 → Present
    Edward Jones
    St Louis, MO
  • 06/2023 → 05/2024
    Lng Capital Partners
    Newport Beach, CA
  • 01/2019 → 06/2023
    Newport Advisory Llc
    Newport Beach, CA
  • 01/2013 → 09/2016
    Diamond Labels
    Anaheim, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-10
  • S66 Uniform Combined State Law Examination
    2019-12-10
Other Names
  • Claudia Lisa Bowers

View on SEC IAPD

Other Firms

PLANMEMBER SECURITIES CORPORATION
LPL FINANCIAL LLC
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES
&PARTNERS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMPOUND PLANNING, INC.
LPL ENTERPRISE, LLC
THE CLARK GROUP ASSET MANAGEMENT

Other Investors

MICHAEL MARK DRABKIN
CHAD HOWARD MILLING
Gabrielle K. Velazquez
Ellen R. Pickler Harris
PAMELA JOANNE ZEDICK
COLTEN MICHAEL FRANCO
BETTY AHN
MONIQUE RENEE MARSHALL

Other Offices

PLANMEMBER SECURITIES CORPORATION · DANA POINT, CA
LPL FINANCIAL LLC · DANA POINT, CA
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES · DANA POINT, CA
&PARTNERS · Dana Point, CA
LIFE BY DESIGN INVESTMENT ADVISORY SERVICES · Dana Point, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DANA POINT, CA
LPL FINANCIAL LLC · DANA POINT, CA
LPL FINANCIAL LLC · DANA POINT, CA

More in Dana Point, CA

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