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Hugh James Fisher

Morgan Stanley

Lafayette, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-13
TX RA APPROVED_RES 2021-05-13
LA RA APPROVED 2021-05-12
  • FL RA
    APPROVED
    Since 2021-05-13
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • LA RA
    APPROVED
    Since 2021-05-12

Branch Locations

400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lafayette LA 07/2007 05/2021
Morgan Stanley Smith Barney Llc Lafayette LA 05/2021 12/2023
Morgan Stanley Smith Barney Llc Lafayette LA 05/2021 Present
Morgan Stanley Private Bank, N.A New York NY 06/2021 Present
  • 07/2007 → 05/2021
    Lafayette, LA
  • 05/2021 → 12/2023
    Morgan Stanley Smith Barney Llc
    Lafayette, LA
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Lafayette, LA
  • 06/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*454020 - Fisher Land Company; Investment related - Yes; Naples, Florida; Real Estate; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 0; After business hours: 10; Business Development/Growth *507530- Rental Property; Investment related-Yes; Naples, Louisiana; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2020; During business hours: 1; After business hours: 0. *629320 - Mayberry Grove One LLC; Investment Related - Yes; Naples, Florida; Real Estate; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 1; Owner. *657949 - Steiner Oaks One,LLC.; Investment related: Yes; Lafayette, Louisiana; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 10; Property Management *695298 - 1510 Kaliste Saloom LLC; Investment related - Yes; Lafayette, Louisiana; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 1;Owner along with my wife Lynne Bermel Fisher,(LLC Partner who will manage these two rental units

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-25
S63 Uniform Securities Agent State Law Examination 1993-06-15
  • S65 Uniform Investment Adviser Law Examination
    1993-06-25
  • S63 Uniform Securities Agent State Law Examination
    1993-06-15
Other Names
  • Hugh James Fisher

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