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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-15 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Golden | CA | 02/2007 | Present |
| Western Wealth Management, ,Llc | Golden | CO | 05/2026 | Present |
(1) 12/18/2006: FINANCIAL DYNAMICS, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED LOCATION - - DBA ONLY W/ENTITY (2) 12/19/2007: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - 25% Time Spent - INDEPENDENT BROKER, SELL INSURANCE FOR A VARIETY OF CARRIERS. LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES. (3) 8/23/2017 - Western Wealth Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start 08/21/2017 - 0 Hours per month. (4) 4/9/2019 - Olen C. Crockett Revocable Living Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date: 01/17/2019 - 10 Hours Per Month/5 Hours During Securities Trading - Olen C. Crockett, father in law. (5) 4/9/2019 - 1360 Wadsworth, LLLP - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - General Partner - Start Date: 04/15/2019 - 10 Hours Per Month/5 Hours During Securities Trading - Provide executive management to privately-held, family-controlled business focused upon managing diverse real estate holdings for the 6 Limited Partners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-19 |
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