Best Investors
Account
Sign in
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-08-10 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Golden | CO | 08/2016 | Present |
| Western Wealth Management, Llc | Golden | CO | 08/2016 | Present |
(1) 08/10/2016: Western Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Started 08/10/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent (2) 08/11/2016: Western Wealth Management LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Started 08/10/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 50% Time Spent - I provide investment advisory services through Western Wealth Management, an independent investment advisor firm. I started this business activity in August 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-28 |
Reach out to this advisor