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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-15 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Golden | CO | 02/2010 | Present |
| Western Wealth Management, Llc | Golden | CO | 05/2026 | Present |
1) 6/30/2017: FINANCIAL DYNAMICS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/26/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 2) 8/23/2017 - Western Wealth Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start 08/21/2017 - 0 Hours Per Month. 3) 8/24/2018 - Colorado Financial Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/05/2010 - 1 Hours Per Month During Securities Trading. 4) 8/29/2018 - 3140, LLC - Investment Related - Home Based & Denver, CO 80212 - Real Estate Rental - Started 09/02/2014 - 3 Hours Per Month/0 Hours During Securities Trading - Renting house to tenants. 5) 12/31/2020 - Mass Mutual / ASH / Guardian - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Broker - Started 11/25/2011 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-03 |
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