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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-10-05 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Westminister | CO | 05/2017 | 10/2021 |
| U.S. Bank | Westminister | CO | 01/2003 | 12/2018 |
| Lpl Financial, Llc | Golden | CO | 10/2021 | Present |
| Western Wealth Management, Llc | Golden | CO | 10/2021 | Present |
1) 10/2021 - DBA for LPL Business (entity for LPL business) - Western Wealth Management - Investment Related - Golden, CO 80401 2) 10/2017 - Notary - Brooke Martinez - Investment Related - Golden, CO 80401 3) 10/4/2021 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid. 4) 01/06/2022 - Mountain Range Wealth Management, LLC - Not Investment Related - Home Based and At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 11/29/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5) 08/03/2023 - Aprisent Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/25/2023 - 6 Hours Per Month/ 6 Hours During Trading 6) 03/13/2025 - LongView Wealth Strategies - Investment Related - DBA for LPL Business (entity for LPL business) - JOHNSTOWN, CO - Start Date:04/01/2025 - 240 Hrs/Mth - 140 Hrs During Trading. 7) 04/03/2025 - Associates of Clifton Park - Investment Related - Non-Variable Insurance - JOHNSTOWN, CO 80534 - Start Date: 04/01/2025 - Non-Variable Insurance - 3 Hrs/Mth - 3 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-26 |
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