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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2010-02-08 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Stillwater, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Luck | WI | 01/2009 | Present |
| City National Bank | Stillwater | MN | 08/2017 | 01/2025 |
NAME OF ENTITY: Fish N Ships, LLC ADDRESS: 450 Countryside Drive St. Croix Falls, WI 54024 INVESTMENT/NOT INVESTMENT RELATED: N BUSINESS DESCRIPTION: LLC to hold investment property in CAPACITY: Partner START DATE: 8/6/2021 DUTIES: Help my son with deciding what to fix up and/or rent before we sell. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-15 |
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