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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2018-10-01 |
| NJ | RA | APPROVED | 2018-09-18 |
Branch Locations
777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States
Englewood, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2008 | 09/2018 |
| Ameriprise Financial Services Inc | New York | NY | 09/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | New York | NY | 03/2020 | Present |
Independent Insurance Brokering; United Healthcare/Oxford; 01/01/2018; Group / The Hartford; 01/02/2025; Group. Board of Directors; Solomon Schechter Day school of Bergen County; Board Member; 275 McKinley Ave, , New Milford, NJ, 7646; Not Investment-Related; 09/19/2022; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-22 |
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