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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-09 |
| NM | RA | APPROVED | 2007-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 11/2007 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 01/2010 | Present |
I*93969 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EMERGE NM INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBUQUERQUE, ALBUQUERQUE, NEW MEXICO 87110 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/9/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I'M ON AN OUTREACH DEVELOPMENT COMMITTEE FOR THIS ORGANIZATION. WE TRAIN WOMEN WHO WANT TO RUN FOR OFFICE IN NM. I*125815 For profit or not for profit: For-Profit Organization Name of outside business organization: Ak Campus LLC Investment related: N Address of business: Albuquerque, New Mexico 87110 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 8/26/2019 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I'm a passive partner. My spouse will do all the tasks associated with the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-25 |
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