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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-14
  • NC RA
    APPROVED
    Since 2022-01-14

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

210 Fairway Drive Ste 101, Fayetteville, NC 28305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cape Fear Securities, Inc. Fayetteville NC 05/2013 12/2021
Capital Investment Group, Inc. Raleigh NC 09/2015 Present
Capital Investment Advisory Services, Llc Raleigh NC 01/2022 Present
Previous Registrations
  • 2013-05-06 → 2021-12-31
    Cape Fear Securities, Inc.
    Fayetteville, NC
    Fayetteville, NC
    Fayetteville, NC
  • 2006-08-15 → 2013-05-21
    Fayetteville, NC
    Fort Mill, SC
    Fayetteville, NC
    Fayetteville, NC
    Raeford, NC
    Lumberton, NC
    Fayetteville, NC
    Dublin, NC
  • 2005-01-21 → 2006-08-15
    Fayetteville, NC
    Fayetteville, NC
  • 2001-12-31 → 2005-01-26
    Morgan Stanley Dw Inc.
    Raleigh, NC
Other Businesses

1. HIGHLAND FINANCIAL MANAGEMENT. OWNER. DBA. 210 FAIRWAY DR, STE 101, FAYETTEVILLE, NC 28305. INVESTMENT CONSULTING. STARTED 8/2006. 20 HRS/WK, 20 DURING NORMAL TRADING HRS. 2. AGENT - FIXED ANNUITIES, LIFE INSURANCE, LTC DISABILITY OUTSIDE CAPE FEAR SECURITIES, INC. 210 FAIRWAY DR, STE 101, FAYETTEVILLE, NC 28305. 20 HRS/WK, 20 DURING NORMAL TRADING HRS. 3. CARWASH LASERCLEAN, LLC. CO-OWNER. VARIOUS FAYETTEVILLE, NC LOCATIONS. STARTED 8/2006. 1 HRS/WK, 1 HRS DURING NORMAL TRADING HRS. 4. J & M PROPERTIES. OWNER. REAL ESTATE RENTALS. 210 FAIRWAY DR, STE 101 FAYETTEVILLE, NC 28305. STARTED 2/2007. 5 HRS/WK, 5 DURING NORMAL TRADING HRS. 5. CFS INSURANCE PARTNERS, LLC, 210 FAIRWAY DR, STE 101 FAYETTEVILLE, NC 28305. OWNER AND AGENT. 10 HRS/WK, 10 DURING NORMAL TRADING HRS. STARTED 6/2013. 6. CAPE FEAR SECURITIES, INC. OWNER/PRESIDENT. DBA. 210 FAIRWAY DRIVE, STE 101, FAYETTEVILLE, NC 28305. INVESTMENT CONSULTING. STARTED 5/2013. INVESTMENT RELATED. 10 HRS/WK, 8 DURING NORMAL WORKING HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-11
S63 Uniform Securities Agent State Law Examination 1993-06-10
  • S65 Uniform Investment Adviser Law Examination
    1993-06-11
  • S63 Uniform Securities Agent State Law Examination
    1993-06-10
Other Names
  • Joey Jackson
  • Joe Jackson

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