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Madonna Sylvia Johnson

Oppenheimer & Co. Inc.

New York, NY

Winston-Salem, NC

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-07
NC RA APPROVED 2021-06-07
  • NY RA
    APPROVED
    Since 2021-06-07
  • NC RA
    APPROVED
    Since 2021-06-07

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

380 Knollwood Street Suite 300, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co. Dallas TX 08/2010 05/2021
Oppenheimer & Co, Inc Winston-Salem NC 05/2021 Present
  • 08/2010 → 05/2021
    Robert W Baird & Co.
    Dallas, TX
  • 05/2021 → Present
    Oppenheimer & Co, Inc
    Winston-Salem, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-06
S63 Uniform Securities Agent State Law Examination 1993-07-23
  • S65 Uniform Investment Adviser Law Examination
    1994-05-06
  • S63 Uniform Securities Agent State Law Examination
    1993-07-23
Other Names
  • Madonna Sylvia Johnson
  • Madonna Sylvia Johnson

View on SEC IAPD

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