Jeffrey Wilson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Rockaway, NJ
• 11/2016 → 12/2025
  Wells Fargo Clearing Services, Llc
  Rockaway, NJ
• 12/2025 → Present
  Lpl Financial
  Upper Saddle River, NJ

Previous Registrations

• 2020-08-13 → 2025-12-17
  Wells Fargo Advisors Financial Network, Llc
  Upper Saddle River, NJ
• 2008-01-01 → 2020-08-13
  Wells Fargo Clearing Services, Llc
  Mountain Lakes, NJ
• 2005-11-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Rockaway, NJ
  St. Louis, MO
  Rockaway, NJ

Other Businesses

1. 11/2025 - Wilson Peak Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth -160 Hrs During Trading - At Reported Business Location(s) - OBA start date: 12/01/2025 2. 11/2025 - Ridgewood Symphony Orchestra - Non-Profit Board Member - Investment related - 06 Hrs/Mth -00 Hrs During Trading - Ridgewood NJ 07451 - OBA start date: 01/01/2024

Exams

• S66 Uniform Combined State Law Examination
  2005-11-26

Designations

• Certified Financial Planner

Other Names

• Jeffrey J. Wilson
• Jeffrey James Wilson