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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-04 |
| TX | RA | APPROVED_RES | 2025-12-02 |
Branch Locations
600 East Crescent Avenue Suite 202, Upper Saddle River, NJ 07458 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rockaway | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockaway | NJ | 11/2016 | 12/2025 |
| Lpl Financial | Upper Saddle River | NJ | 12/2025 | Present |
1. 11/2025 - Wilson Peak Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth -160 Hrs During Trading - At Reported Business Location(s) - OBA start date: 12/01/2025 2. 11/2025 - Ridgewood Symphony Orchestra - Non-Profit Board Member - Investment related - 06 Hrs/Mth -00 Hrs During Trading - Ridgewood NJ 07451 - OBA start date: 01/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-26 |
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