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James Paul Farrell

Ameriprise Financial Services, LLC

Ramsey, NJ

Ringwood, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
NJ RA APPROVED 2019-03-05
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • NJ RA
    APPROVED
    Since 2019-03-05

Branch Locations

19 Spear Rd Ste 101, Ramsey, NJ 07446-1223 • United States

Ringwood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 08/2010 03/2019
Edward Jones St. Louis MO 04/2011 03/2019
Ameriprise Financial Services, Inc Paramus NJ 03/2019 03/2020
Ameriprise Financial Services, Llc Ramsey NJ 03/2020 Present
  • 08/2010 → 03/2019
    Axa Advisors Llc
    New York, NY
  • 04/2011 → 03/2019
    Edward Jones
    St. Louis, MO
  • 03/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Paramus, NJ
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Ramsey, NJ
Previous Registrations
  • 2011-06-16 → 2019-03-07
    Edward Jones
    Franklin Lakes, NJ
    St Louis, MO
    Englewood Cliffs, NJ
    Beacon, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-15
S65 Uniform Investment Adviser Law Examination 2011-06-06
  • S63 Uniform Securities Agent State Law Examination
    2011-06-15
  • S65 Uniform Investment Adviser Law Examination
    2011-06-06
Other Names
  • J. Paul Farrell
  • J. Paul Farrell

View on SEC IAPD

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RICHARD ALAN CUTLER
Christopher Franzese

Other Offices

CORRADO ADVISORS, LLC · RAMSEY, NJ
LPL FINANCIAL LLC · RAMSEY, NJ
WORLD INVESTMENT ADVISORS, LLC · RAMSEY, NJ
WORLD INVESTMENT ADVISORS, LLC · RAMSEY, NJ
AMERITAS ADVISORY SERVICES, LLC · Ramsey, NJ
NCM CAPITAL MANAGEMENT, LLC · RAMSEY, NJ
OSAIC WEALTH, INC. · RAMSEY, NJ
KESTRA ADVISORY SERVICES, LLC · Ramsey, NJ

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