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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-28 |
| CA | RA | APPROVED | 2024-10-18 |
| FL | RA | APPROVED | 2024-01-03 |
| NY | RA | APPROVED | 2023-11-15 |
| NJ | RA | APPROVED | 2023-06-20 |
Branch Locations
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tapfin/Ey | Secaucus | NJ | 10/2018 | 11/2022 |
| Excel Gens/Nasdaq Dorsey Wright | New York | NY | 09/2016 | 09/2017 |
| Ameriprise | Westfield | NJ | 01/2018 | 03/2018 |
| Unemployed | Cliffside Park | NJ | 04/2018 | 10/2018 |
| Unemployed | Woodside | NY | 03/2016 | 09/2016 |
| Unemployed | Cliffiside Park | NJ | 10/2017 | 01/2018 |
| Unemployed | Cliffside Park | NJ | 11/2022 | 06/2023 |
| Td Bank N.A. | Fair Lawn | NJ | 06/2023 | Present |
| Td Private Client Wealth Llc | Fair Lawn | NJ | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-04 |
| S66 | Uniform Combined State Law Examination | 2012-01-06 |
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