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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-05 |
| TX | RA | APPROVED | 2024-06-05 |
Branch Locations
4707 Executive Dr, Ste 250, San Diego, CA 92121 • United States
4707 Executive Dr Ste 250, San Diego, CA 92284 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Orange, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Jolla | CA | 02/2005 | 06/2024 |
| Lpl Financial Llc | San Diego | CA | 06/2024 | Present |
1) 5/2024- Real Estate Rental - Property owner - inv. Related- Yucca Valley CA, start date 3/1996 - 2hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-13 |
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