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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-09-28 |
Branch Locations
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Richmond, VA • United States
40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riverfront Investment Group, Llc | Richmond | VA | 08/2010 | 10/2016 |
| Alps Distributors, Inc. | Richmond | VA | 09/2010 | 08/2021 |
| Riverfront Investment Group, Llc | Richmond | VA | 10/2016 | 08/2021 |
| Rockwood Consulting | Richmond | VA | 01/2019 | 08/2021 |
| D.A. Davidson & Co. | Richmond | VA | 08/2021 | 08/2022 |
| Ampersand Partners, Llc | St. Louis | MO | 06/2023 | 08/2023 |
| &Partners, Llc | St. Louis | MO | 09/2023 | Present |
| Unemployed | Richmond | VA | 08/2022 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-01-09 |
| S65 | Uniform Investment Adviser Law Examination | 1993-09-10 |
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