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Daniel Baumgartner

Terra Nova Asset Management LLC

New York, NY

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Current Employers
Terra Nova Asset Management Llc

747 Third Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-12-10
NY RA APPROVED 2021-08-25
TX RA APPROVED_RES 2020-08-11
  • NJ RA
    APPROVED
    Since 2025-12-10
  • NY RA
    APPROVED
    Since 2021-08-25
  • TX RA
    APPROVED_RES
    Since 2020-08-11

Branch Locations

747 Third Avenue, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Terra Nova Asset Management Llc New York NY 05/1998 Present
Terra Nova Asset Management Llc New York NY 05/1998 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-07-26
Other Names
  • Daniel Karl Baumgartner

View on SEC IAPD

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