Darin Russell Carroll

Current Employers

Employment History

• 09/2013 → 07/2021
  Waddell & Reed, Inc
  Colorado Springs, CO
• 10/2019 → Present
  Mountain Top Group Llc
  Colorado Springs, CO
• 07/2021 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2013-09-09 → 2021-07-21
  Waddell & Reed
  Overland Park, KS
  Colorado Springs, CO
  Las Vegas, NV
  Colorado Springs, CO
• 2012-04-17 → 2013-09-05
  Transamerica Financial Advisors, Llc
  Colorado Springs, CO
• 2008-09-09 → 2009-12-31
  Family Wealth Advisory Service, Llc
  Kansas City, MO
• 2007-08-01 → 2008-01-14
  First Wall Street Corp.
  Kansas City, MO
  La Jolla, CA
  Kansas City, MO

Other Businesses

1.09/07/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mountain Top Financial; Investment Related; at Reported Business Location(s); Start Date 10/01/2019; 180hrs/mth; hrs during trading 2.09/07/2021; Mountain Top Group, LLC for Tax Purposes; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 10/01/2019; hrs/mth; hrs during trading 3.12/06/2022; Insurance BGA (Brokerage General Agency); Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/17/2022; 5hrs/mth; 0hrs during trading 4.02/04/2026; Krause Brokerage Services, LLC; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/30/2026; 0hrs/mth; 0hrs during trading 5.08/31/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name MountainTop Financial Advisors; Investment Related; at Reported Business Location(s); Start Date 09/01/2026; 173hrs/mth; 173hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-05-25
• S65 Uniform Investment Adviser Law Examination
  2008-06-14
• S63 Uniform Securities Agent State Law Examination
  1997-11-08

Designations