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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-11-27
FL RA APPROVED 2015-02-02
  • MO RA
    APPROVED
    Since 2024-11-27
  • FL RA
    APPROVED
    Since 2015-02-02

Branch Locations

1795 Clarkson Road Suite 180, Chesterfield, MO 63017 • United States

99101 Overseas Highway Suite 2, Key Largo, FL 33037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Key Largo FL 01/2015 Present
Chapman & Cardwell Capital Management Key Largo FL 01/2015 Present
Raymond James Financial Services Advisors Inc. Key Largo FL 02/2015 Present
Coral Shore High School Tavemier FL 10/2016 06/2020
  • 01/2015 → Present
    Raymond James Financial Services, Inc.
    Key Largo, FL
  • 01/2015 → Present
    Chapman & Cardwell Capital Management
    Key Largo, FL
  • 02/2015 → Present
    Key Largo, FL
  • 10/2016 → 06/2020
    Coral Shore High School
    Tavemier, FL
Previous Registrations
Other Businesses

(1)Name of Business: Chapman and Cardwell Capital Management Address: 99101 Overseas Hwy Ste 2, Key Largo, FL, 33037, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 01/15/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor affiliated with branch support company (2)Name of Business: PJF Investment Advisors LLC Address: 99101 Overseas Hwy Ste 2, Key Largo, FL, 33037-4254, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/13/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner\nFiduciary Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-30
S63 Uniform Securities Agent State Law Examination 1992-09-18
  • S66 Uniform Combined State Law Examination
    2009-01-30
  • S63 Uniform Securities Agent State Law Examination
    1992-09-18
Other Names
  • Pat Fazio
  • Patrick J Fazio

View on SEC IAPD

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