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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-27
FL RA APPROVED 2022-04-22
NC RA APPROVED 2021-06-07
TX RA APPROVED_RES 2021-05-19
  • SC RA
    APPROVED
    Since 2025-03-27
  • FL RA
    APPROVED
    Since 2022-04-22
  • NC RA
    APPROVED
    Since 2021-06-07
  • TX RA
    APPROVED_RES
    Since 2021-05-19

Branch Locations

91750 Overseas Highway, Tavernier, FL 33070 • United States

670 Marina Drive Suite 202-B, Charleston, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantella & Co., Inc. Boston MA 07/2014 05/2021
Raymond James Financial Services, Inc. Charleston SC 05/2021 Present
Raymond James Financial Services Advisors, Inc. Charleston SC 05/2021 Present
High Country Wealth Management Banner Elk NC 06/2022 Present
Tidewater Wealth Strategies, Llc Charleston SC 01/2025 01/2025
  • 07/2014 → 05/2021
    Cantella & Co., Inc.
    Boston, MA
  • 05/2021 → Present
    Raymond James Financial Services, Inc.
    Charleston, SC
  • 05/2021 → Present
    Charleston, SC
  • 06/2022 → Present
    High Country Wealth Management
    Banner Elk, NC
  • 01/2025 → 01/2025
    Tidewater Wealth Strategies, Llc
    Charleston, SC
Previous Registrations
  • 2014-08-06 → 2021-06-04
    Cantella & Co., Inc.
    Banner Elk, NC
    Malden, MA
    Banner Elk, NC
    Tavernier, FL
    Malden, MA
  • 2012-08-16 → 2012-09-17
    Asheville, NC
    Andrews, NC
    Arden, NC
    Brevard, NC
    Candler, NC
    Canton, NC
    Cashiers, NC
    Franklin, NC
    Hendersonville, NC
    Highlands, NC
    Murphy, NC
    Asheville, NC
    Asheville, NC
    Weaverville, NC
    Boone, NC
    Boone, NC
    Spruce Pine, NC
    Greenville, SC
    Burnsville, NC
  • 2009-01-02 → 2011-01-19
    Brunswick, GA
  • 2004-08-17 → 2009-01-02
    Raymond James Financial Services, Inc.
    St. Simons Island, GA
    New Bern, NC
    Danien, GA
    Durham, NC
Other Businesses

(1) Name of Business: Tidewater Wealth Strategies, LLC Address: 670 Marina Drive, Suite 200, Charleston, SC, 29492, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative as it pertains to support company for RJFS branch

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-23
S63 Uniform Securities Agent State Law Examination 1993-06-22
  • S66 Uniform Combined State Law Examination
    2004-07-23
  • S63 Uniform Securities Agent State Law Examination
    1993-06-22

View on SEC IAPD

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