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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-02-12 |
| TX | RA | APPROVED | 2020-02-05 |
| IA | RA | APPROVED | 2019-09-09 |
Branch Locations
4115 26Th Street Nw (P2A) Suite 100, Rochester, MN 55901 • United States
903 Commerce Dr, Decorah, IA 52101 • United States
Decorah, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 05/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Decorah | IA | 03/2020 | Present |
Independent Insurance Brokering; Wellmark; 07/01/2024; Medicare Supplement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-04 |
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