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100 E. Six Forks Road, Ste. 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2005-10-13 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Brokerage, Inc. | Raleigh | NC | 04/1997 | Present |
| Capital Investment Counsel, Inc. | Raleigh | NC | 04/1993 | Present |
1) GEORGE GORDON BATTLE CEMETARY TRUST DTD. CO-TRUSTEE. 2820 LAKEVIEW DRIVE RALEIGH, NC 27609. FILE TAX RETURN AND ANNUAL ACCOUNTING. YES - INVESTMENT RELATED. 2) RALPH SHERWOOD ROBINS TRUST. CO-TRUSTEE. 16 HADLEY PARK COURT GREENSBORO, NC 27407. YES - INVESTMENT RELATED. 3) ROCKY MOUNT ACADEMY. TRUSTEE FOR TURNER W. BATTLE SCHOLARSHIP FUND. 4. 2500 CLUB. PRESIDENT. 2500 GLENWOOD AVENUE, RALEIGH, NC 27609. SOCIAL DANCE CLUB. STARTED 6/2025. DUTIES INCLUDE OVERSEEING MEMBERSHIP, COORDINATE ACTIVITIES AND COMMUNICATE WITH MEMBERS. NOT INVESTMENT RELATED. 1 HR/WK, 0 HRS DURING NORMAL TRADING HRS. 5. LAKEVIEW RIDGE HOMEOWNERS ASSOCIATION. PRESIDENT. 2905 MONTPELIER COURT, RALEIGH, NC 27609. STARTED 6/2025. HOMEOWNERS ASSOCIATION FOR PRIMARY RESIDENCE. DUTIES INCLUDE COLLECTING HOMEOWNERS DUES (6 LOTS), PAYING APPLICABLE BILLS. NOT INVESTMENT RELATED. 1 HR/WK, 0 HRS DURING NORMAL TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-11 |
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