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Brian Isadore Pultman

Correct Capital Wealth Management, LLC

Clayton, MO

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Current Employers
Correct Capital Wealth Management, Llc

130 S Bemiston Avenue Suite 602, Clayton, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-02
MO RA APPROVED 2018-10-01
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • MO RA
    APPROVED
    Since 2018-10-01

Branch Locations

130 S Bemiston Avenue Suite 602, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 09/2018
Correct Capital Wealth Management, Llc Clayton MO 09/2018 Present
Purshe Kaplan Sterling Investments Albany NY 10/2018 Present
Previous Registrations
Other Businesses

1)Correct Capital Wealth Management. Investment Related. 130 S Bemiston Ave. Suite 602, MO 63105. Registered Investment Advisory Firm, CEO/Owner. Start 9/2018. 160hrs/mo, all during trading hours. CEO/CIO investment management, trading, financial planning. PKS Investments; investment related; Albany, NY; broker dealer; registered representative; time devoted depends on activity of trading not related to the RIA. Dually Registered With PKS Investments. 2)RENTAL PROPERTY 1083-1085 TERRANCE DRIVE, ST LOUIS, MO 63117. NOT INVESTMENT RELATED BUSINESS. RENTAL PROPERTY/REAL ESTATE INVESTMENT. OWNER. STARTED 07/25/2000. 1 HR/MO DEVOTED. 0 HRS/MO DURING TRADING. DUTIES ARE TO SHOW PROPERTY. 3) Highland Capital. Investment related. 819 Mirk Ave, St. Louis, MO 63122. Insurance, Insurance Agent. Start 11/2019. 2hrs/mo, 2hrs during trading hours. Service the needs of clients with insurance products 4) JCC Endowment Investment Committee; Investment Related; 2 Millstone Campus Drive, St. Louis, MO 63146; Philanthropy; Title - Committee Member; Start - 8/2021; 1 Hr/Mth; 0 During Securities Trading Hrs; 100% Passive Index Investment, Asset Allocation & ETF Selection 5) 3 Mark Financial. Investment Related. 130 S. Bemiston, Suite 602, Saint Louis, MO 63105. Insurance. Agent. Start 03/2020. 2 hours per week during trading. Service the needs of valued clients with insurance products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-01
  • S63 Uniform Securities Agent State Law Examination
    1993-07-01
Designations
Other Names
  • Brian I Pultman

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